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ISS firms face regulatory challenges in digitalization, including compliance with MiFID II and GDPR, managing outsourcing risks, and navigating complex contracts.

Product governance under PRIIPs and MiFID II has become an essential part of regulatory frameworks that govern investment products and services across the European Union....

Discover the application of the Digital Operational Resilience Act and how firms should prepare for ICT-related risk rules.

The issue of conflicts of interest and remuneration rules has become a focal point in the financial services industry, particularly in investment advisory services. These...

Whether you're starting from scratch or expanding your business into the European market, this guide will equip you with essential knowledge on the necessary licensing,...

AML/CTF compliance isn’t just a regulatory obligation; it’s a strategic part of mitigating risk and safeguarding the reputation of investment firms. In this article, we’ll...

Discover strategies to mitigate risks and ensure compliance with global regulations.

Understand the legal aspects of founders’ agreements and why it's crucial to have one in place before raising any capital for your startup.

Explore the legal challenges startups face in cross-border operations, including compliance, IP protection, and dispute resolution, when expanding beyond their home market