Insights & Articles
Expert knowledge on AI, digital marketing, SEO, legal consulting, and business growth.(2732 articles)
Ongoing Supervision and Fit & Proper Requirements
This article covers supervision, fit and proper standards, licensing, capital thresholds, and organizational requirements essential for financial compliance.
Legal Challenges of Digitalization in ISS
ISS firms face regulatory challenges in digitalization, including compliance with MiFID II and GDPR, managing outsourcing risks, and navigating complex contracts.
Product Governance under PRIIPs and MiFID II: Ensuring Compliance and Protecting Investors
Product governance under PRIIPs and MiFID II has become an essential part of regulatory frameworks that govern investment products and services across the European Union.
DORA and ISS: How the Digital Operational Resilience Act Affects Investment Services
Discover the application of the Digital Operational Resilience Act and how firms should prepare for ICT-related risk rules.
Conflicts of Interest and Remuneration Rules: Key Regulations for Investment Firms
The issue of conflicts of interest and remuneration rules has become a focal point in the financial services industry, particularly in investment advisory services. These rules aim to ensure that investment firms operate transparently and in the best interests of their clients.
Establishing an Investment Firm in the EU: Legal Roadmap
Whether you're starting from scratch or expanding your business into the European market, this guide will equip you with essential knowledge on the necessary licensing, capital thresholds, organizational standards, and strategic jurisdictions to consider.
AML/CTF Compliance for Investment Firms
AML/CTF compliance isn’t just a regulatory obligation; it’s a strategic part of mitigating risk and safeguarding the reputation of investment firms. In this article, we’ll explore how firms can align with the European Union’s AML directives, particularly AMLD5 and AMLD6, and the key aspects law firms should audit in client ISS structures.
E-Commerce & Consumer Protection
Discover strategies to mitigate risks and ensure compliance with global regulations.
Founders’ Agreements: Why You Need One Before Raising a Single Dollar
Understand the legal aspects of founders’ agreements and why it's crucial to have one in place before raising any capital for your startup.
Cross-Border Startup Operations: Legal Challenges When Expanding Beyond Your Home Market
Explore the legal challenges startups face in cross-border operations, including compliance, IP protection, and dispute resolution, when expanding beyond their home market
What Startups Must Know About Data Protection Laws (GDPR, CCPA, etc.)
What startups must know about data protection laws like GDPR and CCPA to ensure compliance, protect customer data, and avoid hefty fines.
How to Legally Monetize Startup Software & IP
Learn how to legally monetize your startup's software or IP through licensing, royalties, and strategic partnerships to maximise revenue and growth.